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Effectiveness
of Instruction for LEP students: Pullout vs. SIOP
by
Carolyn Patton
Increasing numbers of students whose first language is not English
continue to enroll in American public schools (National Clearinghouse
for Bilingual Education, 2002). Throughout the country there
are various models for meeting these ELLs' instructional and
language needs ranging from an ESL emphasis (instruction in
English progressing from oral to written skills) to a bilingual
orientation. A review and synthesis of the position statements
published by Teachers of English to Speakers of Other Languages,
The International Reading Association, and The National Council
of Teachers of English state instruction should support bilingual
and bicultural education, use first language to support learning
in English, and support the culture of ELL students. These statements
clearly communicate that teachers should be prepared with appropriate
coursework, be familiar with ESL issues and strategies, and
cooperate with all other teachers-and vice-versa (Richardson,
2005)
While the research from which the position statements are derived,
clearly and consistently recommends bilingual instruction, school
systems across the country struggle to find qualified personnel
and funds necessary to implement these recommendations. The
most common delivery options exist within the range of the ESL
category (e.g. pullout programs, CALLA, and sheltered instruction).
Pullout programs have long been the hallmark for the "services"
delivery of instruction, whether referring to special education,
gifted education, or ESL. In classrooms where a student minority
speaks a heritage language other than English, pullout programs
are common. (Kennedy and Canney, 2001). "Pullout just means
English learners are 'pulled-out' of their regular classroom
to get small group/or one-on-one intervention." (Sudduth,
2006).
Although pullout programs are common, criticisms abound. Pullout
programs are usually less successful than other programs because
the mainstreamed teacher is usually unaware of the student's
language and cultural and time to learn English as well as content
is complicated by a lack of attention to either in a coordinated
manner. (Richardson, 2005). In addition, "LEP students
have been treated as remedial learners, or have been grouped
separately from their English speaking peers within the classroom.
As a result, these LEP students are labeled as academic failures
and given limited access to the standard grade-level curriculum
afforded their native English-speaking peers" (Kennedy
& Canney, 2001), resulting in self-esteem and self-concept
issues which extend beyond the school environment. Furthermore,
these programs tend to be more sensitive to basic communication
(BICS) at the start with its main goals being to help students
attain the language skills needed for success in school as quickly
as possible, as well as to move students to the regular classroom
as soon as possible. (Richardson, 2005) The emphasis on BICS
does not meet the need of providing academic language (CALP)
so necessary to graduate from school.
The effectiveness of the pullout model has repeatedly been called
into question, especially in the past ten years as accountability
has increased. Research conducted by Thomas and Collier in 1997
indicated that "students who receive well-implemented ESL-pullout
instruction
and then receive years of instruction in the
English mainstream, typically finish schools with average scores
between the 10th and 18th national percentiles, or do not even
complete high school". The effective and efficient delivery
of services to provide students with access to the general curriculum
is compounded by the timetables now required to demonstrate
gains for ELLs due to legislation such as No Child Left Behind.
"A student must accomplish more than a year's growth for
six years in a row (that is 15 months growth per school year
for six consecutive years) to eventually close the 40-percentile
gap between them and native language speakers. Native English
speakers are not waiting around for ESL students to catch up
with them" (Thomas and Collier, 2002).

(Cantu, 2006)
Also, under the umbrella of the ESL delivery options is sheltered
instruction. Sheltered instruction refers to a content subject
(science, math, or social studies) taught by a teacher certified
in that subject area and additionally certified in ESL instruction
or paired with an ESL certified instructor. This instruction
"provides students with continuing English language development,
access to the core curriculum, and opportunities for classroom
interaction" (Ovando, Combs, and Collier, 2006). Sheltered
instruction is constantly aligned with Cummin's instructional
continuums as the information is provided in meaningful contexts
to students using interactive methods (Garcia, 2003) because
"meaning is conveyed not through language alone but with
the help of gestures, body language, visual aids, demonstrations,
and hands-on experience" (Glendale Unified School District,
1990, p. 2). Meaning in sheltered instruction is defined as
comprehensible input. It is for these reasons that sheltered
instruction is considered more effective than pullout instruction.
Sheltered instruction has existed since the 1980s. To help students
make the necessary academic gains the blending of content and
language instruction has become critical and has taken on many
forms in the past thirty years. In California, Sheltered Designed
Academic Instruction in English (SDAIE) was created by the State
Department of Public Instruction. Also, the Cognitive Academic
Language Learning Approach (CALLA) was developed by Chamot and
O'Malley to blend content, language, and explicit strategy instruction.
Students would begin receiving instruction in self-contained
classes and then were mainstreamed as their proficiency increased.
Both CALLA and SDAIE include group work, thematic instruction
and scaffolding (assisting learners with lots of support) and
can be used for ELD (Richardson, 2005). Since the late 1990's
the Sheltered Instruction Observation Protocol (SIOP) has been
introduced by Echevarria, Vogt, and Short.
Every instructional design has its drawbacks and criticisms.
"Sheltered English instruction is an intermediate strategy.
It is appropriate for students who have successfully emerged
from the third stage of the natural approach." (Crawford,
2003).
Gersten and Baker (2000) also believe that English learners
need formal feedback if they are to learn the language; however,
they point out that merging content instruction with English
language development usually truncates the amount of time devoted
to learning the second language. They believe that sheltered
instruction (instruction designed for making sure English language
learners understand content instruction) usually does not include
adequate English language development in the context of writing.
Like Snow and Fillmore (2000), they believe that this phenomenon
has a deleterious effect on student writing. (Hernandez, 2003)
As previously mentioned, SIOP is another form of sheltered instruction
which is now gaining national attention. Jana Echevarria, a
professor at California State University, Long Beach and principal
investigator with OERI's Center for Research on Excellence,
Education & Diversity (CREDE),
asserts that SIOP
offers a model for systematic implementation of high-quality
ELL instruction rather than the "pick and choose"
approach to sheltered lessons used by some teachers (Barton,
2006). "The SIOP operationalizes sheltered instruction
by offering teachers a model for lesson planning and implementation
that provides English learners with access to grade-level content
standards"(Echevarra, Vogt, Short, 2004). SIOP is NOT a
program, but a method to organize best teaching practices around
a protocol that provides equal access to the curriculum for
English learners (Sudduth, 2006). Based on her research, Echevarria
characterizes effective ELL practices as focused instruction
that contains explicit content and language objectives; frequent
opportunities to interact with the teacher and other students;
and explicit vocabulary development with words repeatedly written,
pronounced, modeled, and used in context (Barton, 2006).
The research on SIOP has been empirically validated. In all
research projects the teachers are described as being highly
trained in the implementation of the SIOP model. Writing in
the February 2006 issue of Principal Leadership, Echevarra reports
on one elementary school where
eighty-six percent of
the enrolled third-graders, who were characterized as chronically
underachieving students during the three years that SIOP was
implemented, scored at or above grade level on state assessments
(Barton, 2006).
Additional research conducted in 1997-98 and reported by CREDE
and the Center for Applied Linguistics (CAL), compared ELL students
in classes with SIOP-trained teachers with those who were not
(control group). When student performance was measured using
a narrative writing prompt, significantly higher writing scores
were achieved by the students of the SIOP-trained teachers than
the control group. A similar study was conducted during the
1998-99 school year. At the conclusion the students were provided
an expository writing measure and again, the ELLs of SIOP-trained
teachers outperformed the control group. (See diagram just before
references; www.cal.org).
The fact that SIOP has been successfully implemented in Social
Studies, a content area long considered as one of the most difficult
to teach due to the vast number of conceptual ideas to be learned,
and that the post-test results in writing were so dramatic,
also an area of concern as previously mentioned by Gersten and
Baker, has fueled its dissemination across the country. The
North Carolina Department of Pubic Instruction is offering training
to counties during the 06-07 school year. SIOP has already been
implemented in several counties in North Carolina (e.g. Lee,
Charlotte-Mecklenburg, and Wake).
Charlotte-Mecklenburg is conducting an outside study of their
SIOP implementation. No performance data on student scores has
been made available; however, in the Spring 2005 Survey, teachers
reported several positive classroom changes directly tied to
the SIOP training: simplifying and clarifying lesson and language
objectives, including concrete/hands-on examples within instruction,
and "improvement in overall planning skills including pacing,
reviewing, and reflecting on the efficacy of the lesson delivered"
(PRAXIS, 2005).
Research has shown when ELLs are placed in general education
classrooms without any sheltering, the mainstreaming leaves
them without support or special assistance and the time it takes
for acculturation and English proficiency to be achieved is
exacerbated, or possibly, never achieved at all (Richardson,
2005). Furthermore, a study of "massed" versus "distributed"
learning (Collins, Halter, Lightbown, & Spada, 1999) showed
more effective learning for ESLs when their instruction was
concentrated over five months of full-day instruction rather
than distributed over 10 months at two hours a day (Richardson,
2005).
What are the implications for education? Given the lack of positive
effects shown from pullout programs, there has been a significant
movement to inclusion of students within the regular classroom
(Allington & Walmsley, 1995). Nationally, the movement towards
collaboration is viewed as critical in providing successful
opportunities for all students. Collaboration by definition
is "a social interaction that requires teachers to continually
share rationales and create options for teaching. In fact, teachers
count on their colleagues to present alternative perspectives
to troubling issues and to work with them to find insightful
solutions" (Walker, Scherry, and Gransberry, 2001).
SIOP takes the focus off of student performance and places the
responsibility squarely on the teacher. SIOP offers support
to students within the general classroom, requires the collaborative
planning and reflecting of teachers' delivered instruction,
and addresses content and language goals simultaneously. It
is the only Sheltered English instructional model that meets
the requirements for NCLB. The few, published research studies
on SIOP show positive results and additional studies are ongoing.
It has been consistently stated that SIOP will only be as effective
as its implementation according to design. Therefore, for success
to occur, teachers must seek training and support through their
first year to learn the components of the model. School districts
must be aware that this will not be a "flash in the pan"
attempt to raise scores. It will require intentional scheduling
shifts to allow for collaboration, mental shifts affecting core
teacher beliefs, and reduction of competing issues for teachers
to have the time to plan, implement, and reflect. SIOP is a
process of "becoming"; a process of continual improvement
for the teacher and the school system. SIOP cannot be learned
in one sitting.
The danger and history of educational initiatives reflects a
"one size fits all" mentality. Educators must be consumers
of available products/models and the research behind them. Educators
must realize for whom a particular model is designed and question
whether or not it meet the needs of their school/school system.
Regardless of the implementation chosen, students must be assessed
and placed appropriately. In addition, teachers must meet ELL
students with a desire to build relationship, moving beyond
the instructional model to the relational level. In learning
about our students, their language and culture, while sharing
another language and culture with them, everyone benefits and
moves in a direction which contributes to a greater global society.
References
Allington
& Walmsley (1995) in G.G. Garcia, (2003). English Learners:
Reaching the Highest Level of English Literacy. Newark: Delaware:
International Reading Association.
Barton,
R. (2006). What the Research says about effective strategies
for ELL students. Northwest Education Vol.11, No. 3, Northwest
Regional Educational Laboratory. http://www.nwrel.org/nwedu/archive.
Bruce
of PRAXIS, (July 20, 2006) sent the 2005-06 Draft report of
the SIOP implementation in the Charlotte-Mecklenburg school
system.
Cantu,
L. (2006, April). Texas association for Bilingual Education,
Executive Board Presentation. Available: http://www.tabe.org.
Collins,
Halter, Lightbrown, & Spada (1999) in J. S. Richardson,
(2005). The Effectiveness of Instructional Theories, Models,
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Language Students. Virginia Commonwealth University: Metropolitan
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Crawford,
A.N. Communicative Approaches to Second-Language Acquisition:
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J., Vogt, M.E., and Short, D.J. (2004). Making content Comprehensible
for English Learners: The SIOP Model. Boston: Pearson.
Garcia,
G.G. (2003). English Learners: Reaching the Highest Level of
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Unified School District (1990). Sheltered Instruction: Bringing
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Maria
Sudduth (email: Sudduth@csuchico.edu) sent definitions for pullout
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J.S., (2005). The Effectiveness of Instructional Theories, Models,
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