STUDENT-OUTCOME ASSESSMENT

NCSU is now using some output and outcome measures as part of its integrated budget and planning process. Although such measures could reasonably be viewed as part of an institutional-effectiveness measurement system, NCSU uses the term "institutional effectiveness" to refer to efforts to create new outcome measures for its teaching, research, and extension missions. This effort is parallel to, but separate from, the institutional planning and evaluation that drives the budget. Figure 3.3 displays the parallel tracks.

NCSU's coordinated, universitywide institutional effectiveness efforts began in the mid-1980s, when a task force developed a plan to bring NCSU into compliance with the new SACS criteria. Implementation of this plan began in 1989, when five departments prepared pilot evaluation plans. On the basis of their experience, formal universitywide educational-outcome assessment effort began in 1992. However, assessment of programs at NCSU, began long before the institutional-effectiveness campaign began. To cite just some of the assessments of the past decade:


Figure 3.3
Departmental planning and program-review processes


Some of the efforts cited above do not meet the SACS requirement of continuous evaluation. Most also did not emphasize outcomes, although many did at least consider some outcomes. Nonetheless the list indicates that educational assessment has been a very important, extensive, and ongoing effort at NCSU over the past decade.

NCSU's current institutional-effectiveness effort can be divided into two categories, each of which is the responsibility of a different administrative unit. Student outcomes are the responsibility of the Division of Undergraduate Studies (for the general education program) and the academic departments (for major courses). Research and extension outcomes are the responsibility of the Office of the Vice-Chancellor for Research, Outreach, and Extension. Most of the University's institutional-effectiveness evaluation efforts to date have been directed at specifying and measuring student outcomes.

General Education Outcomes

The dean of undergraduate studies is responsible for evaluating student outcomes produced by the general education students receive at NCSU. The dean of undergraduate studies is a newly created position, and understandably, his office is still working on ways of evaluating general education outcomes. Moreover, since the new general education requirements at NCSU begin with the class entering in fall 1994, the first graduates cannot be assessed until 1998.

Nevertheless, NCSU has taken two important initial steps toward assessing general education outcomes. First, an Ad Hoc Committee on General Education, composed of nine faculty members and a representative from University Planning and Analysis, met throughout spring 1993 to discuss ways of planning and assessing student outcomes within general education. Their deliberations led to a June 1993 report outlining basic principles and future steps. Second, throughout the 1993-94 school year, subcommittees of the Council on Undergraduate Education and interested departments are developing evaluation plans and assessment tools.

Departmental Outcomes

In the late 1980s NCSU had many student-assessment approaches in place, but they varied in quality and were not consistent from college to college. Because they fell short of the comprehensive approach required by the SACS criteria in these dimensions, the University inaugurated a comprehensive, campuswide effort to revamp educational-outcome assessment in its colleges and schools. Thus, the major initiatives in student-outcome assessment since 1989 have been centered in NCSU's academic departments.

In fall 1989 pilot assessment programs were begun in five departments: Philosophy and Religion, Mechanical and Aerospace Engineering, Forestry, Textile and Apparel Management, and Accounting. The pilot efforts were not totally successful, but the experience suggested two lessons that the Office of University Planning and Analysis attempted to incorporate in the universitywide campaign. First, because developing and tracking objectives are time consuming, the departments need the assistance of consultants. Second, departments should be encouraged to build upon any outcome-oriented assessments that are already in place. Some of the pilot departments also suggested that outcome assessment should be more tightly linked to traditional planning and budgeting. As noted, however, NCSU has elected not to link them tightly.

Building upon the pilot results, a formal, universitywide campaign to require such outcome-assessment measures began in early 1992. The University made a major commitment of personnel and time. UPA designated one staff member as a full-time University assessment coordinator, and each department named a faculty coordinator to oversee his/her department's efforts. (Departments with both undergraduate and graduate programs often named two faculty coordinators.) In addition, five faculty were given release time and training to act as departmental consultants.

The campaign was kicked off by a September 1992 visit by Richard Light, professor of education at Harvard University, who headed a nationally recognized evaluation effort at that university. Light made a well-received presentation to the coordinators and administrators in the morning, then met with smaller groups throughout the day.

Throughout the 1992-93 school year, departmental coordinators met regularly in college-based working groups. Each college's associate dean for academic affairs and the faculty consultant also worked with these groups as they developed assessment procedures and shared ideas. The coordinators then used the skills they developed in these groups to guide their departments in creating student-outcome assessment plans. By fall 1993 all departments had submitted assessment plans to University Planning and Analysis.

Although the process varied from department to department, most of the plans were developed in a participative manner, with all departmental faculty involved (or at least invited to be involved). Faculty participation reflects a long-standing NCSU pattern. As the survey results indicate, a large majority of NCSU faculty believe that there is adequate faculty input on curriculum matters.

Each department's educational-outcome assessment plan has four components: the departmental mission statement; a list of the general purposes of the program; a list of objectives specifying student outcomes (skills, knowledge, and/or values), along with performance measures for each outcome; a list of evaluation strategies for determining whether graduates have achieved those outcomes. These evaluation strategies include use of alumni surveys, placement records, exam results, exit surveys, and others. This evaluation section also contained a statement of how the results will be used.

Table 3.1 provides an inventory of the evaluation approaches used for in the undergraduate programs of every NCSU college and school (see self-study library for complete inventories for every undergraduate and graduate program).

As might be expected, the quality of the plans varied by department, with imprecise or process-oriented objectives a common problem. However, both the faculty consultants and UPA screened the plans and when necessary requested revisions. A less easily solved problem was that even many of the well-expressed objectives depended upon data that were not yet available. For example, many departments proposed to survey new graduates a few months after graduation or to track employment. University Planning and Analysis will be conducting these surveys for the University community, but UPA does not have the staff capacity to conduct its first survey of recent graduates until mid or late 1994. (It hired a survey specialist in summer 1993.)

Despite these problems, many departments proposed acceptable plans, and most plans were further strengthened through feedback from the consultants and University Planning and Analysis. As a result, the objectives for most plans are usually clear, and proposed measurements reasonable. Some objectives already have data available. Of course, this process will continue to unfold. Faculty must continue to develop new means of achieving goals and must continue to adjust them as they confront varying student backgrounds and abilities.

University Planning and Analysis, the faculty consultants, and the academic departments have made remarkable progress toward achieving SACS standards for educational-outcome assessment. Most departments have formulated good plans with measurable outcome-oriented objectives. Accordingly, a strong step has been made toward meeting the SACS criterion requiring result-oriented measures of student attainment. Because the process is so new, it is impossible to state definitively that it will be continuous. However, the NCSU Provost's Office has repeatedly expressed a very strong commitment to continuing and improving the process.

Effectiveness of Student-Outcome Assessment

The area where it is least clear whether student-outcome planning and evaluation will succeed is the use of the data generated. The SACS criteria require "the use of the results of these evaluations to improve institutional programs, services, and operations." If planning and evaluation do not drive decisions, they are little more than sterile, paper-generating rituals. There are, however, a number of noteworthy examples of NCSU program decisions driven by the student-outcome results.

These examples of decisions resulting from outcome data are very important. It is too early to be certain, however, whether such plan-based decisions are common, or are isolated occurrences.

The success of the student-outcome assessment depends on whether the student-outcome information is used consistently. Mainstream planning theory suggests that if plans are to affect decisions, there are two prerequisites: timely, accurate information on how well important goals are being met; and incentives for decision makers to use that information to make changes.

NCSU departments have made substantial progress in acquiring information about student outcomes. Incentives to use that information are more problematic, because it is often uncomfortable to change departmental and college routinescourse requirements, degree requirements, teaching assignments, admission requirements, etc. If a department falls short on its objectives, it will certainly be tempted to just ignore, lower, or change the objectives. It needs incentives to make programmatic changes instead.

Of course, there would be such incentives if student-outcome information were routinely considered when the administration was making decisions about changes in a department's budget share or personnel lines. However, University Planning and Analysis has deliberately kept the institutional-effectiveness effort decentralized and separate from the University planning and budgeting that drives these incentives. According to UPA's institutional-effectiveness plan: "Planning goals are stated differently and serve different purposes than academic-evaluation goals. Planning goals provide guidance for decisions about personnel, resources, and program-development priorities. Academic-evaluation goals specify what students should learn and guide decisions about curriculum content. Consequently, planning and evaluation of program effectiveness require different sets of activities."

The second sentence of the quote seems problematic because results from departmental student-outcome plans would also seem relevant to decisions about departmental personnel needs, resources (e.g., does this department need more equipment to better train its students and raise its placement rate?), and program development (e.g., should this department be allowed to add a new master's program if exit interviews and other assessment procedures show students are unhappy with the way the department is administering a current one?).


Table 3.1
Number of undergraduate departments using various evaluation methods, by college

                                     Capstone              Behavioral        Exit                         Teaching     Prof.   Advisory   Review    Review   Review   Review  
College (# departments)	               course  Portfolio   assessment   interview   Survey   In class	evaluation     exam	  board	   dept.     curr.   prof.	ext.   Other

Agriculture and Life Sciences (11) 6 7 3 10 1 1 11 11 6 7 8

Design (5) 1 3 5 5 4 1 5 1 1 5 5 1 1

Education and Psychology (5) 2 3 3 1 1 5 4 2 5 5 4 1 1

Engineering (9) 8 3 2 2 5 9 7 5 9 9 8 1 9

Forest Resources (3) 1 1 3 2 1 3 2 2 3 3 3 1 3

Humanities and Social Sciences (8) 3 3 5 6 1 8 2 2 8 8 2 1 2

Management (3) 1 1 3 3 2 1 3 3 2 2

Physical and Mathematical Sciences (5) 1 1 5 1 5 1 5 5 1 2 4

Textiles (2) 1 1 2 2 1 2 1 2 2 2 2 2


Committee discussions with University Planning and Analysis administrators affirm the relevance of such student-outcome information when making budgeting decisions. They also indicate that connections between the two types of planning systems already exist informally, and will be tightened in the future.

On the other hand, the current separation of student-outcome assessment from university-level budgeting and planning has many positive effectsamong them, a greater sense of departmental ownership of the educational-assessment plans, and far fewer incentives to distort student-outcome goals or data in order to make the department look good. Close monitoring and some pilot experimentation with alternative approaches is clearly appropriate.

Section Summary

NCSU's student outcomes assessment is a work in progress. In compliance with the SACS criteria, the goals and objectives have been developed in a broadly participatory manner. They are also clearly outcome (or result) oriented. The assessment system has progressed remarkably far in just two years.

For two reasons, however, it is not yet possible to determine whether, as SACS requires, the educational assessment results will consistently be used to drive decisions. First, data about student outcomes will not be available for some goals and objectives until at least mid-1994. Second, departments may not have sufficient incentive to make the hard decisions necessitated by shortfalls in student performance. NCSU must continue to monitor the use of the results, because it is the new assessment system's greatest uncertainty.

Recommendation 3.8: NCSU's Office of University Planning and Analysis should accelerate its efforts to begin alumni and employer surveys.

Some of the most important outcome of the academic programs (alumni satisfaction, long-range job success, employer ratings of NCSU graduates) can be determined only through these surveys. The first survey, serving as baseline data, will set the standard by which the effect of all future changes can be measured.

Recommendation 3.9: NCSU's Office of University Planning and Analysis should issue a semi-annual newsletter on student assessment to spur campus interest in educational assessment and to spread the word about innovative assessment approaches and creative or successful use of the results.

Recommendation 3.10: NCSU should explore ways of increasing the incentives to use outcome information.

Such incentives might include monetary rewards (to be used for buying equipment or other teaching aids) for those departments that have made program innovations based on their student-assessment information, and that have thereby moved closer to meeting their objectives.

Recommendation 3.11: NCSU should experiment with linking student-outcome planning to the same stronger incentives that impel traditional planningbudget shares and program expansions.

At the very least, current planning and budget documents should require outcome information when a college is proposing major changes in a degree program, such as creation, expansion, or elimination. In addition, NCSU might experiment by asking one or more colleges to make student-outcome information a major, integrated category in their planning and budgeting document.

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