NC State University

Department of 4-H Youth Development
Reappointment, Promotion and Tenure Standards and Procedures

RUL 05.67.1

Reappointment, Promotion and Tenure
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Authority:  Provost and Executive Vice Chancellor

History: First Issued: October 2001. Last Revised: October 22, 2004. Additional History Information.

Related Policies: 
NCSU POL05.20.1 - Academic Tenure Policy
NCSU REG05.67.1 - College of Agriculture and Life Sciences RPT
NCSU REG05.20.27 - Statements of Mutual Expectations and Plans for Professional Development

Additional References:
Office of the Provost RPT Website

Contact Info:  Department of 4-H Youth Development, 919-515-2801


1.  Introduction

The Department of 4-H Youth Development is committed to fulfilling its roles and obligations as an integral component of the College of Agriculture and Life Sciences and North Carolina State University. This rule describes the standards and procedures of the Department of 4-H Youth Development for reappointment, promotion and tenure and is supplemental to and consistent with the university Academic Tenure Policy  http://www.ncsu.edu/policies/employment/faculty/POL05.20.1.php. The Board of Trustees grants approval of tenure.

2. Areas of Faculty Responsibility

Faculty, administrators and others are involved in the planning process leading to a strategic plan, mission and vision statements, and goals and objectives of the department. Faculty positions are created in the Department of 4-H Youth Development to meet existing and emerging needs and to meet the collective goals and objectives of the department, college and university. The recruitment and interview processes are designed to attract individuals who can fulfill the duties of the position as described and each faculty member is employed based on the expectation that she/he is the most suited to the unique set of responsibilities of the position.

As an untenured faculty member develops his/her program, it is expected that the annual plans of work and the work priorities established by the faculty member be consistent with the overall duties and responsibilities of the position. It is intended that the untenured faculty member will be successful in his or her position if the individual performs the stated duties and responsibilities of the position in a satisfactory manner. Untenured faculty will be assigned an internal and external mentor who will guide the faculty member through reappointment and tenure processes.

Scholarly activity, appropriate to the discipline and responsibilities, is expected of all faculty, including untenured faculty members, and will be assessed. Scholarly activity is defined broadly when considering the work of academicians at institutions of higher learning, and is most often captured in the concept of discovering new knowledge and transferring knowledge to others.

3.  General Standards

There is an expectation that all faculty members contribute to the scholarly life of an academic institution and, therefore, tenure-track faculty members must continually engage in the pursuit of scholarly activity. The discovery, development and transfer of knowledge are an expectation of all tenure-track faculty members and become the basis for individual and programmatic evaluation.

3.1.  Standards for Scholarly Activity Associated with Research Responsibilities

Faculty members with research responsibilities e are expected to engage in research and discovery and they are expected to create new knowledge through their research efforts. A productive research program at a land-grant institution like N.C. State University may have one or more of the following components: successful grants and funding program, a successful graduate education program, peer-reviewed publications, and presentations at national and international meetings. Other examples of reputation that emanate from a productive research program include serving as a peer reviewer of manuscripts and grants, and serving on research related committees at the college, university, national and international levels. Performance will be evaluated based on the faculty member's Statement of Mutual Expectations.

3.2. Standards for Scholarly Activity Associated with Teaching Responsibilities

Faculty members with teaching responsibilities are expected to transfer knowledge to students enrolled at North Carolina State University. The act of transmission of knowledge is designated as teaching, and can be included in activities such as classroom instruction, distance education, and advising students. Activities associated with the transfer of knowledge, such as curriculum development, writing books and laboratory manuals, development of lesson plans, and evaluation of students, are also important components of an academic appointment at the land-grant institution. Scholarly activity in the academic area involves creative work such as obtaining grants and publishing peer-reviewed manuscripts, and documentation of knowledge transferred via instruments and activities such as student evaluations, and peer evaluations. Performance should reflect the Statement of Mutual Expectations.

3.3.  Standards for Scholarly Activity Associated with Extension Responsibilities

Faculty members with an appointment in the North Carolina Cooperative Extension Service are expected to transfer knowledge to citizens of North Carolina and beyond. The transmission of knowledge via an extension program may include activities such as publications, meetings, correspondence, visitations and demonstrations. Activities associated with the transfer of knowledge, such as alternative pedagogical approaches for youth and adult learners, support of agents and volunteers and service to organizations are important components of an extension appointment at a land-grant institution. Scholarly activity in the extension area involves innovative and creative work, obtaining grants and publishing peer-reviewed work, and documentation of knowledge transferred. Performance should reflect the Statement of Mutual Expectations.

3.4.  Service in Professional Societies and Within the University Itself

All faculty members are involved in the operation of the department, college, and university by serving in various capacities (for example, on committees, boards, panels, task forces, and commissions).  Faculty members are also expected to further their disciplines by providing service to their professional societies by serving as officers or on committees, serving as editors and reviewers for professional journals or other professional publication outlets, and serving on study and review panels for governmental agencies and funding organizations.  Although there is a reasonable limit to the extent of involvement (to be managed by the department head), it is not unreasonable for these tasks to occupy an average of 10 to 15 percent of a faculty member's time.  The department head should approve appointments requiring larger amounts of time in advance.

4. Standards for Reappointment as Assistant Professor

To be reappointed as assistant professor, the individual must demonstrate ability or definite promise in the areas of responsibility described in their Statement of Mutual Expectations  that will lead to promotion to Associate Professor with tenure.

5.  Standards for an Associate Professor with Tenure

Recommendations for promotion to Associate Professor with tenure will be made in relation to the candidate's appointment with regard to research, teaching, extension and service as documented in his/her Statement of Mutual Expectations.  A successful recommendation will require the faculty member to provide clear evidence of established programs in accordance with his/her individual appointment.

6. Standards for Professor

The faculty member must demonstrate a program or contributions which are nationally or internationally recognized and consistent with their appointment and Statement of Mutual Expectations.

7.  Procedures

7.1. Procedures for Reappointment as Assistant Professor

7.1.1.  Timing of the reappointment and promotion of assistant professors is dictated by NC State Tenure Policies and Regulations. When an individual is slated for reappointment, the evaluation process begins early in the academic year. The Department Head will inform the faculty member in writing by August 1. Individuals being considered for reappointment are not required to provide a list of external evaluators or supportive information at this time.
7.1.2.      The dossier supporting reappointment will be required by October 15, and it will be available for review by appropriate faculty in the Department's administrative office. Departmental Voting Faculty will review in depth the material supplied by the individual for consideration of promotion and granting of tenure.
7.1.3.      Faculty members will present a seminar to the Department on his/her proram and achievements since initial appointment in September or October of the academic year of their review.
7.1.4.  In early November, the Department Head convenes the tenured Associate and tenured Full Professors to vote on the candidates seeking reappointment. The Department Head facilitates the meeting, takes notes and conducts the voting, but does not participate in the discussion. The vote is by secret ballot. Absentee ballots must be provided in writing to the Department Head prior to the beginning of the meeting (exceptions will only be made for unforeseen circumstances keeping a faculty member from attending). The ballots are counted by the Department Head and another faculty member and announced. The Department Head then informs the individual of the vote of the faculty and writes the DVF evaluation.
7.1.5.  The candidate and his/her mentor, along with the Department Head, prepare the dossier that is submitted to the Administration of the College of Agriculture and Life Sciences for action. http://www.provost.ncsu.edu/promotion-tenure/

7.2. Procedures for Associate Professor with Tenure

The documentation supporting promotion or granting of tenure will be required by October 15, and it will be available for review by DVF (tenured associate and tenured full professors) in the Department's administrative office. Departmental Voting Faculty will review in depth the material supplied by the individual for consideration of promotion and granting of tenure.

In early November, the Department Head convenes the Departmental Voting Faculty to vote on the candidates undergoing promotion to the rank of Associate Professor. The Department Head facilitates the meeting, takes notes and conducts the voting, but does not participate in the discussion. The vote is by secret ballot. Absentee ballots must be provided in writing to the Department Head prior to the beginning of the meeting (exceptions will only be made for unforeseen circumstances keeping a faculty member from attending). The ballots are counted by the Department Head and another faculty member and announced. The Department Head then informs the individual of the vote of the faculty and writes the DVF evaluation.

The candidate and his mentor, along with the Department Head, prepare the dossier that is submitted to the Administration of the College of Agriculture and Life Sciences for action. http://www.provost.ncsu.edu/promotion-tenure/

7.3. Procedures for Professor

Each July the Department Head convenes the eligible Department Voting Faculty for the purpose of providing consultation to the Department Head regarding the promotion of Associate Professors. Associate Professors interested in being promoted should submit a curriculum vitae to the Department Head by June 15 and this material, along with other material such as Annual Activity Reports and Annual Plans of Work, will be available for review by the eligible Departmental Voting Faculty from June 15 until the meeting in July. The discussion at this meeting is conveyed by the Department Head to the individual. If the individual elects to be considered for promotion to Full Professor, he/she informs the Department Head in writing by September 1, and provides the same material and undergoes the same process as described previously (section VI . B). The Department Head will solicit five external reviewers.

The documentation supporting promotion will be required by October 15, and it will be available for review by appropriate faculty in the Department's administrative office. The Department Head assigns a group of eligible Departmental Voting Faculty to review in depth the material supplied by the individual for consideration of promotion. These individuals serve as resources during the deliberations.

In early November, the Department Head convenes the eligible Departmental Voting Faculty and if that number is less than three, will solicit outside assistance to vote on the candidates desiring promotion from Associate Professor to the rank of Professor. The Department Head facilitates the meeting, takes notes and conducts the voting, but does not participate in the discussion. The vote is by secret ballot. Absentee ballots must be provided in writing to the Department Head prior to the beginning of the meeting (exceptions will only be made for unforeseen circumstances keeping a faculty member from attending). The ballots are counted by the Department Head and another faculty member and announced. The Department Head then informs the individual of the vote of the faculty and writes the DVF evaluation.

The candidate and his committee, along with the Department Head, prepare the dossier that is submitted to the Administration of the College of Agriculture and Life Sciences for action. http://www.provost.ncsu.edu/promotion-tenure/